SPAHN WEALTH & RETIREMENT LLC

RIASEC RegisteredEst. 2022

Total AUM

$181M

Discretionary

$181M

100% of AUM

Avg account

$641K

Accounts

283

Employees

2

Advisory reps

1

Firm details

Headquarters: Scottsdale, Arizona
CRD number: 285932
Registered since: May 27, 2022
Website: spahnwealth.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: HNWI74.68%
Individuals25.32%
Services: Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Spahn Wealth & Retirement LLC is an SEC-registered advisory firm formed as an LLC and registered in 2022. The firm operates as an owner-run practice focused on individual and family clients, charging fees based on a percentage of assets under management. Its advisory work centers on portfolio management for individuals and small businesses. The firm is not positioned as an active ESG investor and, per the available filings, manages assets on a single-state basis rather than as a multi-state RIA.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities73%
Public Funds/Mutual Funds22%
Cash & Cash Equivalents5%

Contacts

1 of 1

KYLE SPAHN
AdvisorCRD 2998865

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 11

Active vs passive

$37.9M in ETFs

Passive

98%

$37.2M

Active

2%

$644K

ETF	Provider	Style	Category	Value	Shares	% of portfolio
ISHARES RUSSELL 2000 ETF (IWM)	BlackRock	Passive	Small Blend	$5.8M	23,445	15.35%

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Primary office

Scottsdale, AZ

MARICOPA

Location

Scottsdale, AZ

Headquartered in Scottsdale, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.

Metro area: Phoenix-Mesa, AZ
Region: West
County: MARICOPA
Address: 4310 N 75th St
Time zone: MT (UTC-7)
Office locations

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