C2C Wealth Management, LLC

RIASEC RegisteredEst. 2017
Total AUM
$180M
Discretionary
$180M
100% of AUM
Avg account
$409K
Accounts
440
Employees
2
Advisory reps
2

Firm details

Headquarters
Scottsdale, Arizona
CRD number
284148
Registered since
March 20, 2017
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI69.54%
  • Individuals30.46%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

C2C Wealth Management, LLC is an independent, fee-based registered investment adviser that works primarily with individual and family clients. Founded in 2017 as an LLC, the firm charges clients a percentage of assets under management and provides financial planning, discretionary portfolio management for individuals and small businesses, and manager selection services. The firm identifies as a capital allocator, meaning it places client capital with third-party managers in addition to managing assets directly. C2C does not position itself as an ESG-focused investor and is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 90%, US Government Bonds 7%, Cash & Cash Equivalents 3%90%
  • Exchange Traded Equities90%
  • US Government Bonds7%
  • Cash & Cash Equivalents3%

Owners & executives

1 of 1
  • Kevin Groman

    Chief Compliance OfficerCRD 7872324

Contacts

1 of 1
  • Louis Cheregotis

    Louis Cheregotis

    Senior VP, InvestmentsCRD 2793077

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 40

Active vs passive

$85M in ETFs

Passive

100%

$84.5M

Active

1%

$425K

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$10.2M13,61412.00%

Location

Primary office

Scottsdale, AZ

Maricopa

Location

Scottsdale, AZ

Headquartered in Scottsdale, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.

Metro area
Phoenix-Mesa, AZ
Region
West
County
Maricopa
Address
32531 N Scottsdale Rd
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth