SPA RIA

RIASEC RegisteredEst. 2026
Total AUM
Avg account
$0
Accounts
0
Employees
3
Advisory reps
2

Firm details

Headquarters
SANTA MONICA, California
CRD number
339795
Registered since
April 1, 2026
Fee structure
Percentage of AUM, Performance Based Fees

Firm profile

FINTRX

Overview

SPA Ria is organized as a limited liability company and is registered with the SEC in 2026. The firm is individually owned and is flagged as a newly formed adviser. It is not identified as a capital allocator, is not an active ESG investor, and is not registered as a multi-state adviser. Classification fields are unclassified in the source data. The firm’s stated fee approach combines a percentage-of-assets-under-management schedule with the ability to charge performance-based fees. The source does not provide detail on target client segments, specific advisory services, or investment strategies beyond those fee arrangements. SPA Ria is not listed as a pension consultant and has no related adviser noted.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • RICHARD LAVIN

    Chief Legal Officer & Chief Compliance OfficerCRD 6318973

Contacts

1 of 1
  • NICHOLAS SCALZO

    Managing MemberCRD 2486415

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

SANTA MONICA, CA

LOS ANGELES

Location

SANTA MONICA, CA

Headquartered in SANTA MONICA, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
LOS ANGELES
Address
2800 Neilson Way
Time zone
PT (UTC-8)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth