SP ASSET MANAGEMENT LLC
Firm details
- Headquarters
- CUPERTINO, California
- CRD number
- 323369
- Registered since
- October 6, 2022
- Website
- www.spassetmanagement.net
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI96.85%
- Corporations / Businesses2.31%
- Pooled Investment Vehicles0.76%
- Pension & Profit Sharing Plans0.09%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
SP Asset Management LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2022. The firm serves both individual/family and institutional clients and charges fees based on assets under management. Its advisory services include financial planning, portfolio management for individuals and small businesses, and management of pooled investment vehicles. Public filings show a clear tilt toward equities—exchange-traded securities are the firm's primary instrument—and the firm does not identify as an active ESG investor or as a multi-state adviser. SP Asset Management is not characterized as a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities50%
- Private Funds18%
- Public Funds/Mutual Funds10%
- US Government Bonds8%
- Cash & Cash Equivalents8%
Contacts
3 of 6SANDEEP PANDYA
President & PrincipalCRD 2578444
Parul Pandya
OwnerCRD 7893917
RAZVAN RAICU
Director of Client RelationsCRD 5718197
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 59Active vs passive
$397M in ETFs
95%
$379M
4%
$18.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD GROWTH INDEX FUND (VUG) | Vanguard | Passive | Large Growth | $53.2M | 121,832 | 13.39% |
Location
CUPERTINO, CA
SANTA CLARA
Location
CUPERTINO, CA
Headquartered in CUPERTINO, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- SANTA CLARA
- Address
- 20380 Town Center Ln
- Time zone
- PT (UTC-8)
- Office locations
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