SP Asset Management LLC

RIASEC Registered
Total AUM
$1.9B
Discretionary
$1.5B
77% of AUM
Avg account
$2.1M
Accounts
897
Employees
3
Advisory reps
6

Firm details

Headquarters
Cupertino, California
CRD number
323369
Registered since
October 6, 2022
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI96.85%
  • Corporations / Businesses2.31%
  • Pooled Investment Vehicles0.76%
  • Pension & Profit Sharing Plans0.09%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

SP Asset Management LLC is an independent registered investment adviser organized as a limited liability company. The firm registered with the SEC in 2022 and advises both individual/family and institutional clients on a fee basis calculated as a percentage of assets under management. Its advisory scope includes financial planning, portfolio management for individuals and small businesses, and management of pooled investment vehicles. The firm lists an insurance company among its industry affiliations.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 50%, Private Funds 18%, Public Funds/Mutual Funds 10%, US Government Bonds 8%, Cash & Cash Equivalents 8%, Investment Grade Corp Bonds 4%, State & Local Bonds 2%50%
  • Exchange Traded Equities50%
  • Private Funds18%
  • Public Funds/Mutual Funds10%
  • US Government Bonds8%
  • Cash & Cash Equivalents8%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 68

Active vs passive

$459M in ETFs

Passive

97%

$444M

Active

3%

$15.1M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD MORNINGSTAR GROWTH INDEX FUND (VUG)VanguardPassiveLarge Growth$65.8M730,44714.35%

Location

Primary office

Cupertino, CA

Santa Clara

Location

Cupertino, CA

Headquartered in Cupertino, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
Santa Clara
Address
20380 Town Center Ln
Time zone
PT (UTC-8)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth