SOWELL MANAGEMENT
Firm details
- Headquarters
- NORTH LITTLE ROCK, Arkansas
- CRD number
- 127145
- Registered since
- May 27, 2005
- Website
- www.sowellmanagement.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals46.74%
- HNWI42.31%
- Corporations / Businesses7.34%
- Pension & Profit Sharing Plans3.26%
- Charitable Organizations0.35%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Sowell Management is a limited liability company that has been registered with the SEC since 2005. The firm serves both individual and family clients as well as institutional investors and describes itself as a capital allocator that uses a mix of fee arrangements (asset-based fees, hourly charges and fixed fees). Its advisory services emphasize financial planning, portfolio management for individuals and small businesses, and the selection of third‑party advisers. The profile indicates the firm does not identify as an active ESG investor. The firm has appeared on several industry lists: Financial Times’ Top 300 RIA Firms (2020), FA Magazine’s Top RIA Firms (2020), and Forbes’ RIA rankings in 2022, 2023 and 2024.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds47%
- Exchange Traded Equities32%
- Cash & Cash Equivalents11%
- State & Local Bonds3%
- Investment Grade Corp Bonds3%
Owners & executives
3 of 4RODNEY KRESGE
Chief Compliance OfficerCRD 2611596
WILLIAM SOWELL
Chief Executive OfficerCRD 2131557
CHRISTOPHER KELLY
Founder and CEOCRD 2306054
Contacts
3 of 104BRADFORD WHITE
PartnerCRD 6520191
ERIC HARLEY
PrincipalCRD 4193614
Timothy Poole
OwnerCRD 4800886
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 574Active vs passive
$1.6B in ETFs
76%
$1.2B
18%
$383M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $69.7M | 120,693 | 4.43% |
Location
NORTH LITTLE ROCK, AR
PULASKI
Location
NORTH LITTLE ROCK, AR
Headquartered in NORTH LITTLE ROCK, AR, anchoring the Little Rock-North Little Rock, AR metro in the South.
- Metro area
- Little Rock-North Little Rock, AR
- Region
- South
- County
- PULASKI
- Address
- 5320 Northshore Dr
- Time zone
- CT (UTC-6)
- Office locations
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