Sowell Management
Firm details
- Headquarters
- North Little Rock, Arkansas
- CRD number
- 127145
- Registered since
- May 27, 2005
- Website
- www.sowellmanagement.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals46.74%
- HNWI42.31%
- Corporations / Businesses7.34%
- Pension & Profit Sharing Plans3.26%
- Charitable Organizations0.35%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Sowell Management is an independent, limited liability investment adviser that has been registered with the SEC since 2005. The firm serves both individual and family clients as well as institutional investors, offering financial planning, portfolio management for individuals and small businesses, and the selection of other advisers. Its fee arrangements include asset-based fees, hourly charges, and fixed-fee engagements. Sowell identifies as a capital allocator and maintains industry ties with broker‑dealers, other investment advisers, accounting firms, law firms, and insurance companies. The firm has been recognized in industry rankings, including placement in Financial Times’ Top 300 RIAs (2020), FA Magazine’s Top RIAs (2020), and multiple Forbes lists (2022, 2023, 2024).
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds47%
- Exchange Traded Equities32%
- Cash & Cash Equivalents11%
- State & Local Bonds3%
- Investment Grade Corp Bonds3%
Owners & executives
3 of 3
Christopher Kelly
Founder and CEOCRD 2306054
William Sowell
Chief Executive OfficerCRD 2131557
Rodney Kresge
Chief Compliance OfficerCRD 2611596
Contacts
3 of 108
Ryan Jennings
Investment Adviser RepresentativeCRD 5653714
Jessica Poynter
Investment AdvisorCRD 5825154
Brady Buskirk
Investment Adviser RepresentativeCRD 5828322
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 586Active vs passive
$1.8B in ETFs
77%
$1.4B
16%
$417M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $89.8M | 121,974 | 4.95% |
Location
North Little Rock, AR
Pulaski
Location
North Little Rock, AR
Headquartered in North Little Rock, AR, anchoring the Little Rock-North Little Rock, AR metro in the South.
- Metro area
- Little Rock-North Little Rock, AR
- Region
- South
- County
- Pulaski
- Address
- 5320 Northshore Dr
- Time zone
- CT (UTC-6)
- Office locations
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