Sowell Management
Firm details
- Headquarters
- North Little Rock, Arkansas
- CRD number
- 127145
- Registered since
- May 27, 2005
- Website
- www.sowellmanagement.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals46.74%
- HNWI42.31%
- Corporations / Businesses7.34%
- Pension & Profit Sharing Plans3.26%
- Charitable Organizations0.35%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Sowell Management is an SEC-registered investment adviser organized as an LLC and operating since 2005. The firm serves individuals, families and institutional clients and functions as a capital allocator, combining financial planning and discretionary portfolio management for individuals and small businesses with selection of third-party advisers. Its fee arrangements include percentage-of-AUM pricing as well as hourly and fixed-fee engagements. Sowell lists industry relationships across broker‑dealers, other investment advisers, accounting and law firms, and insurance companies. The firm has appeared on several industry lists, including Financial Times’ Top 300 RIA Firms (2020), FA Magazine’s Top RIA Firms (2020), and Forbes’ lists in 2022, 2023 and 2024.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds47%
- Exchange Traded Equities32%
- Cash & Cash Equivalents11%
- State & Local Bonds3%
- Investment Grade Corp Bonds3%
Owners & executives
3 of 4
Rodney Kresge
Chief Compliance OfficerCRD 2611596
William Sowell
Chief Executive OfficerCRD 2131557
Christopher Kelly
Founder and CEOCRD 2306054
Contacts
3 of 105
Bradford White
PartnerCRD 6520191
Eric Harley
PrincipalCRD 4193614
Timothy Poole
OwnerCRD 4800886
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 574Active vs passive
$1.6B in ETFs
76%
$1.2B
18%
$383M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $69.7M | 120,693 | 4.43% |
Location
North Little Rock, AR
Pulaski
Location
North Little Rock, AR
Headquartered in North Little Rock, AR, anchoring the Little Rock-North Little Rock, AR metro in the South.
- Metro area
- Little Rock-North Little Rock, AR
- Region
- South
- County
- Pulaski
- Address
- 5320 Northshore Dr
- Time zone
- CT (UTC-6)
- Office locations
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