SOW And Reap Financial LLC

RIASEC Registered
Total AUM
$2.6M
Discretionary
$2.6M
100% of AUM
Avg account
$114K
Accounts
23
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
331033
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • HNWI98.82%
  • Individuals1.18%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

SOW And Reap Financial LLC is a small, individually owned registered advisory firm organized as an LLC that provides financial planning and portfolio management services targeted at individuals and small businesses. Its fee menu includes AUM-based fees along with hourly and fixed-fee arrangements, indicating flexibility for both ongoing advisory relationships and project-based engagements. The firm does not identify as an active ESG investor, is not positioned as a multi-state adviser, and does not act as a pension consultant or capital allocator. Regulatory details in the available record are sparse (SEC registration year not shown), and the firm is classified as “unclassified” in the snapshot data. The business focus appears operationally narrow: direct advisory work and financial planning rather than running pooled investment vehicles or acting as a third-party allocator.

Assets & Accounts

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: US Government Bonds 49%, Exchange Traded Equities 33%, Private Funds 11%, Cash & Cash Equivalents 7%49%
  • US Government Bonds49%
  • Exchange Traded Equities33%
  • Private Funds11%
  • Cash & Cash Equivalents7%

Contacts

1 of 1
  • Tristan Payne

    OwnerCRD 7913685

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth