Forward Financial Planning LLC

RIASEC Registered
Total AUM
$2.6M
Discretionary
$2.6M
100% of AUM
Avg account
$264K
Accounts
10
Employees
1
Advisory reps
1

Firm details

Headquarters
Phoenix, Arizona
CRD number
322647
Custodians
ALTRUIST FINANCIAL LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals53.85%
  • HNWI46.15%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Forward Financial Planning LLC is a small, individually owned advisory firm organized as an LLC that provides financial planning, portfolio management for individuals and small businesses, and selection of other advisers. The firm serves as a capital allocator and charges clients via a mix of percentage-of-AUM, hourly, and fixed fees. It is not identified as an active ESG investor, does not operate as a multi-state adviser, and does not list pension consulting or related-adviser activities.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 100%100%
  • Public Funds/Mutual Funds100%

Contacts

1 of 1
  • Seth Thompson

    Seth Thompson

    FounderCRD 7596151

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Phoenix, AZ

Maricopa

Location

Phoenix, AZ

Headquartered in Phoenix, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.

Metro area
Phoenix-Mesa, AZ
Region
West
County
Maricopa
Address
4539 N 22nd St
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth