Southern Capital Services Inc
Firm details
- Headquarters
- Daphne, Alabama
- CRD number
- 105582
- Registered since
- September 15, 2017
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI55.82%
- Individuals36.73%
- Pension & Profit Sharing Plans7.32%
- Charitable Organizations0.13%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Southern Capital Services Inc. is an independent, individually owned registered investment adviser. The firm is registered with the SEC (registered in 2017) and operates on a percentage-of-assets fee model. Its client base spans individuals and families as well as institutional clients, and its advisory work focuses on discretionary portfolio management for individuals/small businesses and for businesses or institutions. The firm does not identify itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds92%
- Exchange Traded Equities5%
- Cash & Cash Equivalents2%
- US Government Bonds1%
Owners & executives
2 of 2
Wendy Nelson Bailey
Vice President, Chief Compliance OfficerCRD 1985291
David Lindsey
Chief Financial Officer & TreasurerCRD 1269329
Contacts
3 of 4
Terry Nager
PresidentCRD 344567
Michelle Hunt
Office ManagerCRD 733703
Eric Nager
Investment Advisor RepresentativeCRD 4780140
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 43Active vs passive
$303M in ETFs
81%
$244M
18%
$59M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) TECHNOLOGY SELECT SECTOR SPDR(R) ETF (XLK) | State Street | Passive | Technology | $27.5M | 140,518 | 9.09% |
Location
Daphne, AL
Baldwin
Location
Daphne, AL
Headquartered in Daphne, AL, anchoring the Mobile-Daphne-Fairhope, AL metro in the South.
- Metro area
- Mobile-Daphne-Fairhope, AL
- Region
- South
- County
- Baldwin
- Address
- 29000 Us Highway 98
- Time zone
- CT (UTC-6)
- Office locations
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