Southern Capital Services Inc
Firm details
- Headquarters
- Daphne, Alabama
- CRD number
- 105582
- Registered since
- September 15, 2017
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI55.82%
- Individuals36.73%
- Pension & Profit Sharing Plans7.32%
- Charitable Organizations0.13%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Southern Capital Services Inc is an independent registered investment adviser that began SEC registration in 2017 and is individually owned. The firm provides fee-based portfolio management to both individuals and families as well as to business and institutional clients, charging fees as a percentage of assets under management. Advisory services are focused on discretionary portfolio management; the firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds92%
- Exchange Traded Equities5%
- Cash & Cash Equivalents2%
- US Government Bonds1%
Owners & executives
2 of 2
David Lindsey
Chief Financial Officer & TreasurerCRD 1269329
Wendy Nelson Bailey
Vice President, Chief Compliance OfficerCRD 1985291
Contacts
3 of 4
Eric Nager
Investment Advisor RepresentativeCRD 4780140
Terry Nager
PresidentCRD 344567
Michelle Hunt
Office ManagerCRD 733703
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 42Active vs passive
$309M in ETFs
80%
$247M
19%
$61.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) TECHNOLOGY SELECT SECTOR SPDR(R) ETF (XLK) | State Street | Passive | Technology | $27.7M | 145,479 | 8.98% |
Location
Daphne, AL
Baldwin
Location
Daphne, AL
Headquartered in Daphne, AL, anchoring the Mobile-Daphne-Fairhope, AL metro in the South.
- Metro area
- Mobile-Daphne-Fairhope, AL
- Region
- South
- County
- Baldwin
- Address
- 29000 Us Highway 98
- Time zone
- CT (UTC-6)
- Office locations
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