GANTT FINANCIAL ADVISORS, LLC

RIASEC Registered
Total AUM
$23.3M
Discretionary
$23.3M
100% of AUM
Avg account
$155K
Accounts
150
Employees
1
Advisory reps
1

Firm details

Headquarters
DAPHNE, Alabama
CRD number
167871
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals51.26%
  • HNWI48.74%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Gantt Financial Advisors, LLC is an independent, individually owned registered investment advisor that provides financial planning and portfolio management primarily for individual and family clients. The firm also offers services for small-business portfolios and engages in selection of other advisers. Insurance brokerage is part of the firm’s business activities, and it charges clients via a mix of AUM-based fees, hourly fees, and fixed fees. The firm identifies as a capital allocator and does not describe itself as an active ESG investor or a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 94%, Exchange Traded Equities 3%, Cash & Cash Equivalents 2%, Investment Grade Corp Bonds 1%94%
  • Public Funds/Mutual Funds94%
  • Exchange Traded Equities3%
  • Cash & Cash Equivalents2%
  • Investment Grade Corp Bonds1%

Contacts

1 of 1
  • CLEVELAND GANTT

    Financial PlannerCRD 6218315

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

DAPHNE, AL

BALDWIN

Location

DAPHNE, AL

Headquartered in DAPHNE, AL, anchoring the Mobile-Daphne-Fairhope, AL metro in the South.

Metro area
Mobile-Daphne-Fairhope, AL
Region
South
County
BALDWIN
Address
9086 Merritt Ln
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth