South Bay Financial Partners

RIASEC RegisteredEst. 2017

Total AUM

$115M

Discretionary

0% of AUM

Avg account

$792K

Accounts

145

Employees

Advisory reps

Firm details

Headquarters: Torrance, California
CRD number: 175015
Registered since: March 24, 2017
Website: www.southbayfinancialpartners.com
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI86.04%
Individuals12.83%
Charitable Organizations1.13%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

South Bay Financial Partners is an independent, corporation-structured registered investment adviser that began SEC registration in 2017 and is owned by an individual. The firm focuses on serving individual and family clients and charges a mix of percentage-of-AUM, hourly, and fixed fees. Its advisory services emphasize financial planning and portfolio management for individuals and small businesses, along with pension consulting-related work, publication of periodicals or newsletters, and educational seminars or workshops. The firm is not positioned as a capital allocator and does not identify as an active ESG investor.