ADVANCED PORTFOLIO STRATEGIES

RIASEC RegisteredEst. 2024
Total AUM
$217M
Discretionary
$176M
81% of AUM
Avg account
$462K
Accounts
471
Employees
6
Advisory reps
9

Firm details

Headquarters
TORRANCE, California
CRD number
284697
Registered since
January 3, 2024
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI38.98%
  • Pension & Profit Sharing Plans34.9%
  • Individuals24.3%
  • Corporations / Businesses1.38%
  • Charitable Organizations0.43%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Advanced Portfolio Strategies is an independent registered investment adviser that acts as a capital allocator for both individual/family and institutional clients. The firm offers a mix of financial planning, discretionary and non-discretionary portfolio management for individuals, small businesses and institutions, pension consulting, selection of other advisers, and educational seminars. It also operates as an insurance broker and charges clients using percentage-of-AUM, hourly, and fixed-fee arrangements. The adviser registered with the SEC in 2024, is owned by an individual, and is not an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 91%, Exchange Traded Equities 6%, Private Funds 2%, Cash & Cash Equivalents 1%91%
  • Public Funds/Mutual Funds91%
  • Exchange Traded Equities6%
  • Private Funds2%
  • Cash & Cash Equivalents1%

Contacts

3 of 9
  • DANIEL BENNETT

    Managing DirectorCRD 2225959

  • Benjamin Castillo

    Investment Adviser RepresentativeCRD 7764763

  • Emma Timm

    Investment Advisor RepresentativeCRD 7642405

Unlock 6 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 97

Active vs passive

$160M in ETFs

Passive

49%

$77.5M

Active

47%

$82.3M

ETFProviderStyleCategoryValueShares% of portfolio
GLOBAL X 1-3 MONTH T-BILL ETF (CLIP)GlobalXPassiveUltrashort Bond$11.9M118,1217.42%

Location

Primary office

TORRANCE, CA

LOS ANGELES

Location

TORRANCE, CA

Headquartered in TORRANCE, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
LOS ANGELES
Address
3625 Del Amo Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth