Sound Financial Center LLC

RIASEC Registered
Total AUM
$99.6M
Discretionary
$99.6M
100% of AUM
Avg account
$369K
Accounts
270
Employees
3
Advisory reps
3

Firm details

Headquarters
Sequim, Washington
CRD number
125767
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI69.69%
  • Individuals30.31%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Sound Financial Center LLC is an independent, individual-owned registered investment adviser that manages portfolios for individuals and small businesses. The firm combines accounting services with portfolio management and charges clients on a percentage-of-assets-under-management basis. It does not identify as an active ESG investor, is not organized as a capital allocator, and is not positioned as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 81%, Cash & Cash Equivalents 19%81%
  • Exchange Traded Equities81%
  • Cash & Cash Equivalents19%

Contacts

3 of 3
  • John Mangiameli

    John Mangiameli

    FinanceCRD 7332383

  • Joseph Mangiameli

    OwnerCRD 2544085

  • Steven Mangiameli

    Enrolled AgentCRD 8018153

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Sequim, WA

Clallam

Location

Sequim, WA

Headquartered in Sequim, WA, in the West of the United States.

Region
West
County
Clallam
Address
121 W Bell St
Time zone
PT (UTC-8)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth