SOUND ADVICE FINANCIAL INC.

Overview

Sound Advice Financial Inc. is a small SEC-registered corporate adviser that offers financial planning and portfolio management targeted at individuals and small businesses. The firm was registered with the SEC in 2023 and is owned as a domestic entity/individual. Its regulatory classification is unclassified and it does not position itself as a pension consultant, capital allocator, or a multi-state adviser. The firm does not identify as an active ESG investor. Investment activity centers on traditional advisory work—developing plans and managing portfolios for retail and small-business clients—while also incorporating third-party alternative managers when appropriate. The firm’s fee structure is listed as “Other,” indicating it may use nonstandard billing arrangements (for example hourly, flat retainer, subscription, or custom negotiated fees) rather than a simple AUM-based percentage. Given its stated advisory activities, expect a client focus on individualized plans and discretionary or non-discretionary portfolio oversight at the household and small-business level.

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Location & Offices