SONA ASSET MANAGEMENT (US) LLC

RIASEC RegisteredEst. 2018
Total AUM
$33.5B
Discretionary
$33.5B
100% of AUM
Avg account
$1.7B
Accounts
20
Employees
39
Advisory reps
6

Firm details

Headquarters
New York, New York
CRD number
291738
Registered since
February 7, 2018
Website
sona-am.com
Custodians
GOLDMAN SACHS & CO. LLC, BARCLAYS BANK PLC, BNP PARIBAS SECURITIES CORP., J.P. MORGAN SECURITIES INC.
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • Pooled Investment Vehicles91.05%
  • Sovereign Wealth Funds8.95%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Sona Asset Management (US) LLC is an SEC-registered investment manager formed as an LLC in 2018. The firm is classified as a hedge fund and other fund provider that primarily serves institutional clients. It operates as a CPO/CTA and provides portfolio management for pooled investment vehicles as well as portfolio management for businesses and institutions. Compensation includes both a percentage-of-AUM component and performance-based fees. The firm is not identified as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Non-Investment Grade Corp Bonds 36%, Cash & Cash Equivalents 18%, Other 15%, Sovereign Bonds 13%, Exchange Traded Equities 6%, Investment Grade Corp Bonds 5%, State & Local Bonds 4%, Non-Exchange Traded Equities 2%, US Government Bonds 2%, Derivatives 1%36%
  • Non-Investment Grade Corp Bonds36%
  • Cash & Cash Equivalents18%
  • Other15%
  • Sovereign Bonds13%
  • Exchange Traded Equities6%

Owners & executives

3 of 5

  • JOSEPH GROGAN

    Chief Compliance OfficerCRD 4901846

  • HENRIK JOHNSSON

    Partner and Chief Executive OfficerCRD 8217512

  • CHRISTOPHER HILL

    Chief Financial OfficerCRD 6271221

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Contacts

1 of 1

  • JOHN KNOX

    General CounselCRD 8104020

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 15

Active vs passive

$392M in ETFs

Passive

100%

$392M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF (LQD)BlackRockPassiveCorporate Bond$121M1,114,08830.94%
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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
730 3rd Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth