Sona Asset Management (US) LLC

RIASEC RegisteredEst. 2018
Total AUM
$33.5B
Discretionary
$33.5B
100% of AUM
Avg account
$1.7B
Accounts
20
Employees
39
Advisory reps
9

Firm details

Headquarters
New York, New York
CRD number
291738
Registered since
February 7, 2018
Website
sona-am.com
Custodians
GOLDMAN SACHS & CO. LLC, BARCLAYS BANK PLC, BNP PARIBAS SECURITIES CORP., J.P. MORGAN SECURITIES INC.
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • Pooled Investment Vehicles91.05%
  • Sovereign Wealth Funds8.95%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Sona Asset Management (US) LLC is a U.S. limited liability company that registers with the SEC and operates primarily for institutional clients. The firm is classified as a hedge fund and other fund provider and carries out portfolio management for pooled investment vehicles as well as for businesses and institutions. It also functions in commodity-program/CTA roles and is involved as a sponsor and managing member of pooled vehicles. Fee arrangements include percentage-of-AUM and performance-based components. The adviser reports it is not an active ESG investor and does not operate as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Non-Investment Grade Corp Bonds 36%, Cash & Cash Equivalents 18%, Other 15%, Sovereign Bonds 13%, Exchange Traded Equities 6%, Investment Grade Corp Bonds 5%, State & Local Bonds 4%, Non-Exchange Traded Equities 2%, US Government Bonds 2%, Derivatives 1%36%
  • Non-Investment Grade Corp Bonds36%
  • Cash & Cash Equivalents18%
  • Other15%
  • Sovereign Bonds13%
  • Exchange Traded Equities6%

Owners & executives

3 of 6
  • Joseph Grogan

    Joseph Grogan

    Chief Compliance OfficerCRD 4901846

  • Justin Shih

    Justin Shih

    Chief Operating OfficerCRD 7243081

  • Henrik Johnsson

    Partner and Chief Executive OfficerCRD 8217512

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Contacts

3 of 3

  • Gabriel Erasmus

    CRD 8306259

  • Kathryn Haswell

    Head of ComplianceCRD 5003023

  • John Knox

    John Knox

    General CounselCRD 8104020

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 14

Active vs passive

$424M in ETFs

Passive

100%

$422M

Active

0%

$1.7M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO S&P 500 EQUAL WEIGHT ETF (RSP)InvescoPassiveLarge Blend$138M648,26232.55%
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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
730 3rd Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth