D. E. Shaw Investment Management, L.L.C.

RIASEC RegisteredEst. 2005

Total AUM

$33.4B

Discretionary

$33.4B

100% of AUM

Avg account

$1.3B

Accounts

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 135284
Registered since: May 26, 2005
Website: www.deshaw.com
Custodians: STATE STREET BANK AND TRUST COMPANY, FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Performance Based Fees, Other
Client types: Pooled Investment Vehicles58.38%
Investment Companies34%
State / Municipal Government6.11%
Pension & Profit Sharing Plans1.5%
Services: Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

D. E. Shaw Investment Management, L.L.C. operates as a private investment firm organized as a limited liability company and registered with the SEC. The firm is classified as a hedge fund manager that primarily serves institutional clients. Its advisory work spans portfolio management for investment companies, pooled investment vehicles and institutional or corporate balance sheets. The firm also carries CPO/CTA activity and maintains affiliations consistent with operating as a sponsor/GP of pooled vehicles, a broker-dealer relationship, and other investment-adviser roles. Fee arrangements include a combination of percentage-of-AUM and performance-based fees. The firm does not identify as an active ESG investor.