SOF Spectrum Capital Management, LLC

Overview

SOF Spectrum Capital Management, LLC is a small, owner-operated registered investment adviser organized as an LLC that provides discretionary portfolio management for individual and family clients and small businesses. The firm charges advisory fees based on a percentage of assets under management and can also negotiate performance-based arrangements. Investment activity is centered on liquid, exchange-traded equities—equities are the dominant allocation preference—and the firm is not positioned as an ESG-focused investor. Its business model is boutique in scale, managing a concentrated pool of client assets through a single custodian relationship. Discretionary authority over client accounts is in place for the full asset base, which enables active allocation decisions across equities and selected alternative exposures. Given the custodian and product mix, the firm appears to favor highly tradable instruments for core exposures while using third-party managers or fund vehicles for less liquid alternative holdings.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices