Rockhouse Capital, LLC

RIASEC Registered
Total AUM
$6.3M
Discretionary
$6.3M
100% of AUM
Avg account
$104K
Accounts
61
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
152806
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI65.92%
  • Individuals34.08%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Rockhouse Capital, LLC is a small, equity-focused advisory firm that manages portfolios for individual and family clients and small businesses. Structured as a limited liability company and run by an individual owner, the firm bills clients on a percentage-of-AUM basis and concentrates its investment activity on liquid, publicly traded securities. Portfolio management is its primary advisory activity rather than institutional consulting or multi-state distribution, and the firm does not identify as an active ESG investor. Investment preferences skew toward listed equities and exchange-traded vehicles for core exposure, with mutual funds used selectively as complementary building blocks. Rockhouse Capital does not operate as a capital allocator to external private managers in the sense of running multi-manager platforms, but it does place client capital with third-party alternative managers for specific asset classes (real estate, commodities, oil & gas) when those allocations fit a client mandate.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 85%, Other 7%, US Government Bonds 5%, Cash & Cash Equivalents 2%, State & Local Bonds 1%85%
  • Exchange Traded Equities85%
  • Other7%
  • US Government Bonds5%
  • Cash & Cash Equivalents2%
  • State & Local Bonds1%

Contacts

1 of 1
  • Terence Kaufmann

    Terence Kaufmann

    Founder & PresidentCRD 3055388

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth