Rockhouse Capital, LLC

RIASEC Registered
Total AUM
$6.3M
Discretionary
$6.3M
100% of AUM
Avg account
$104K
Accounts
61
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
152806
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI65.92%
  • Individuals34.08%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Rockhouse Capital, LLC is an independent, owner-operated registered investment adviser organized as an LLC that provides fee-based portfolio management primarily to individuals, families and small businesses. The firm charges clients a percentage of assets under management and focuses on discretionary portfolio oversight rather than acting as a capital allocator or pension consultant. Rockhouse does not identify as an active ESG investor and is not listed as a multistate adviser. Advisory activity centers on managing individual and small-business portfolios, with investment decisions executed on a discretionary basis. The firm reports working with a relatively concentrated client base and appears to favor liquid, equity-oriented exposures at the portfolio level.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 85%, Other 7%, US Government Bonds 5%, Cash & Cash Equivalents 2%, State & Local Bonds 1%85%
  • Exchange Traded Equities85%
  • Other7%
  • US Government Bonds5%
  • Cash & Cash Equivalents2%
  • State & Local Bonds1%

Contacts

1 of 1
  • Terence Kaufmann

    Terence Kaufmann

    Founder & PresidentCRD 3055388

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth