Smith & Wyatt

RIASEC RegisteredEst. 2023

Total AUM

$207M

Discretionary

$201M

97% of AUM

Avg account

$287K

Accounts

724

Employees

Advisory reps

Firm details

Headquarters: College Station, Texas
CRD number: 285310
Registered since: October 27, 2023
Website: www.smithwyatt.com
Custodians: CHARLES SCHWAB & CO., INC., CAPITAL CLIENT GROUP, INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: Individuals71.95%
HNWI28.05%
Services: Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Smith & Wyatt is an independent registered investment adviser organized as an LLC and overseen by an individual owner. The firm registered with the SEC in 2023 and concentrates on advising individuals and families, as well as portfolio management for small businesses. Its advisory services include financial planning and discretionary portfolio management, and the firm also operates as an insurance broker. Fee arrangements are flexible and include percentage-of-AUM billing alongside hourly and fixed-fee options. The firm is not identified as an active ESG investor. Advisory activities are oriented toward individual and family clients rather than institutional pension consulting or capital allocation on behalf of third-party managers.