Paragon Financial Advisors

RIASEC Registered
Total AUM
$1B
Discretionary
$1B
100% of AUM
Avg account
$388K
Accounts
2,696
Employees
17
Advisory reps
13

Firm details

Headquarters
College Station, Texas
CRD number
143721
Registered since
May 16, 2007
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI83.3%
  • Individuals7.6%
  • Charitable Organizations4.55%
  • Pension & Profit Sharing Plans4.52%
  • Corporations / Businesses0.04%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Paragon Financial Advisors is an independent registered investment adviser that markets itself to both individual and institutional clients. The firm is SEC-registered (initial registration 2007) and operates as a limited liability company with ownership split between a domestic entity and individuals. Its advisory services include financial planning, portfolio management for individuals, small businesses and institutions, selection of other advisers, publication of periodicals/newsletters, and educational seminars. Paragon charges fees based on a percentage of assets under management and through fixed-fee engagements. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 51%, Exchange Traded Equities 22%, Private Funds 22%, Cash & Cash Equivalents 5%51%
  • Public Funds/Mutual Funds51%
  • Exchange Traded Equities22%
  • Private Funds22%
  • Cash & Cash Equivalents5%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 46

Active vs passive

$285M in ETFs

Passive

80%

$228M

Active

20%

$56.7M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO NASDAQ 100 ETF (QQQM)InvescoPassiveLarge Growth$135M442,84747.39%

Location

Primary office

College Station, TX

Brazos

Location

College Station, TX

Headquartered in College Station, TX, in the South of the United States.

Region
South
County
Brazos
Address
215 Rock Prairie Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth