SMI Capital Markets LLC
Firm details
- Headquarters
- Bellevue, Washington
- CRD number
- 156441
- Registered since
- November 18, 2011
Firm profile
FINTRXOverview
SMI Capital Markets LLC is organized as a limited liability company and is registered with the SEC since 2011. The firm is classified as unclassified in the source dataset and is listed as owned by a combination of a domestic entity and an individual. The record identifies the firm as not serving as a capital allocator and not operating as a multi-state adviser; it is also flagged as not an active ESG investor and not newly formed. The dataset does not supply granular descriptions of the firm's client segments, fee schedule, specific business activities, or advisory offerings.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
Kenin Spivak
Chairman and Chief Executive OfficerCRD 6555860
Dale Garnett
President, CEOCRD 724756
Contacts
2 of 2Michele Eheler-Chen
ResearcherCRD 7248293
Edward Swanson
Managing Director, General CounselCRD 6584165
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Bellevue, WA
King
Location
Bellevue, WA
Headquartered in Bellevue, WA, anchoring the Seattle-Tacoma, WA metro in the West.
- Metro area
- Seattle-Tacoma, WA
- Region
- West
- County
- King
- Address
- 2018 156th Ave Ne
- Time zone
- PT (UTC-8)
- Office locations
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