SMI CAPITAL MARKETS LLC

Overview

SMI Capital Markets LLC is organized as a limited liability company and is recorded in FINTRX as having registered with the SEC in 2011. Ownership is listed as a combination of a domestic entity and an individual. The firm’s FINTRX classification is unclassified; it is not identified as a capital allocator, an active ESG investor, a multistate adviser, a newly formed adviser, a pension consultant, or a related adviser. The snapshot provides no detail on specific advisory activities, fee schedules, client segments, or business lines, so the public profile is limited to corporate form, registration vintage, ownership type, and several negative flags noted above.

Assets & Accounts

Location & Offices