SMI Capital Markets LLC
Firm details
- Headquarters
- Bellevue, Washington
- CRD number
- 156441
- Registered since
- November 18, 2011
Firm profile
FINTRXOverview
SMI Capital Markets LLC is organized as a limited liability company and has been SEC-registered since 2011. FINTRX identifies its ownership as a domestic entity and/or individual, but provides minimal detail about the firm's business model, client focus, fee schedule, or advisory activities. Available records indicate the firm is not positioned as a capital allocator and does not self-identify as an active ESG investor. FINTRX also flags it is not a multi-state adviser, not newly formed, and not a pension consultant. Beyond these registry-level attributes, FINTRX supplies little about investment philosophy, target client segments, or service offerings.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
Dale Garnett
President, CEOCRD 724756
Kenin Spivak
Chairman and Chief Executive OfficerCRD 6555860
Contacts
2 of 2
Edward Swanson
Managing Director, General CounselCRD 6584165
Michele Eheler-Chen
ResearcherCRD 7248293
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Bellevue, WA
King
Location
Bellevue, WA
Headquartered in Bellevue, WA, anchoring the Seattle-Tacoma, WA metro in the West.
- Metro area
- Seattle-Tacoma, WA
- Region
- West
- County
- King
- Address
- 2018 156th Ave Ne
- Time zone
- PT (UTC-8)
- Office locations
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