SMI Capital Markets LLC

Broker-DealerFINRA MemberEst. 2011
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Bellevue, Washington
CRD number
156441
Registered since
November 18, 2011

Firm profile

FINTRX

Overview

SMI Capital Markets LLC operates as a limited liability company that has been registered with the SEC since 2011. FINTRX lists the firm’s owner type as a combination of a domestic entity and an individual and classifies the business as “unclassified.” The record does not identify the firm as a capital allocator, an active ESG investor, a pension consultant, a related adviser, or a multi-state adviser. The firm has not supplied details about advisory activities, fee schedules, or client demographics in the FINTRX snapshot. That lack of reported business and investment-profile information makes it difficult to characterize the firm’s target clients, advisory model, or service offering from the available data.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Dale Garnett

    Dale Garnett

    President, CEOCRD 724756

  • Kenin Spivak

    Kenin Spivak

    Chairman and Chief Executive OfficerCRD 6555860

Contacts

2 of 2
  • Edward Swanson

    Edward Swanson

    Managing Director, General CounselCRD 6584165

  • Michele Eheler-Chen

    ResearcherCRD 7248293

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Bellevue, WA

King

Location

Bellevue, WA

Headquartered in Bellevue, WA, anchoring the Seattle-Tacoma, WA metro in the West.

Metro area
Seattle-Tacoma, WA
Region
West
County
King
Address
2018 156th Ave Ne
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth