Smbc Nikko Securities Canada, Ltd.

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
29
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
297706
Registered since
February 4, 2019

Firm profile

FINTRX

Overview

Smbc Nikko Securities Canada, Ltd. is organized as a corporation operating under the SMBC Nikko brand in Canada. Public records for the firm are sparse: the firm’s owner type is listed as a combination of a domestic entity and an individual, and it does not have a defined classification in the available dataset. The firm has not supplied details about its client base, fee models, specific business activities, or advisory services. Available attributes indicate the firm is not described as a capital allocator, is not an active ESG investor, is not a pension consultant, and is not identified as a related adviser or a multi-state adviser.

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • Michael Parrish

    Executive Director & Chief Compliance OfficerCRD 5577471

  • David Kee

    David Kee

    CEOCRD 6238539

  • Kevin Kennedy

    Kevin Kennedy

    CIO and Managing DirectorCRD 2254552

Contacts

3 of 26
  • Wayne Powers

    Wayne Powers

    Executive DirectorCRD 2444741

  • Clarke Adams

    Managing DirectorCRD 2757461

  • Simon Lee

    Vice PresidentCRD 3095653

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
277 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth