Smbc Asset Management, Inc.

RIASEC RegisteredEst. 2026
Total AUM
Avg account
$0
Accounts
0
Employees
6
Advisory reps
2

Firm details

Headquarters
New York, New York
CRD number
109691
Registered since
May 29, 2026
Fee structure
Other
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Smbc Asset Management, Inc. is organized as a corporation and is registered with the SEC in 2026 as an institutional registered investment adviser. The firm is newly formed and lists its owner type as a mix of a domestic entity and an individual. Its stated advisory activity is portfolio management for pooled investment vehicles, and it also conducts business as a salesperson of other financial products. The firm identifies as an active ESG investor and reports a fee structure categorized as "Other." It is not set up as a capital allocator and does not describe itself as a pension consultant or related adviser. Smbc Asset Management, Inc. maintains industry affiliations that include a broker-dealer, another investment adviser, and a banking or thrift institution. It is not registered as a multi-state adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Contacts

2 of 2
  • Wei Zhao

    Wei Zhao

    Sr. ManagerCRD 7062323

  • Tsuyoshi Niijima

    Special AdvisorCRD 7983172

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
277 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth