SADDLEROCK CAPITAL MANAGEMENT LLC

RIASEC RegisteredEst. 2025
Total AUM
$188M
Discretionary
$188M
100% of AUM
Avg account
$62.6M
Accounts
3
Employees
6
Advisory reps
2

Firm details

Headquarters
New York, New York
CRD number
330801
Registered since
July 28, 2025
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Saddlerock Capital Management LLC is organized as an LLC and operates as a hedge-fund manager focused on institutional clients. The firm is registered with the SEC (registration year listed as 2025) and is owned by an individual. Its stated business activities include acting as a commodity pool operator/commodity trading advisor (CPO/CTA) and providing portfolio management for pooled investment vehicles. Compensation includes both a percentage-of-AUM fee and performance-based fees, consistent with an active, performance-oriented hedge fund structure. The firm does not identify as an ESG investor, does not serve as a multi-state adviser, and is not positioned as a pension consultant or related adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

2 of 2
  • ARI HERMAN

    Founder & CIOCRD 4822631

  • LOUIS SULTAN

    CFOCRD 5887722

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
370 Lexington Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth