Saddlerock Capital Management LLC

RIASEC RegisteredEst. 2025
Total AUM
$188M
Discretionary
$188M
100% of AUM
Avg account
$62.6M
Accounts
3
Employees
6
Advisory reps
2

Firm details

Headquarters
New York, New York
CRD number
330801
Registered since
July 28, 2025
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Saddlerock Capital Management LLC is organized as a limited liability company and operates as a hedge fund manager focused on institutional clients. The firm is SEC-registered (2025) and controlled by an individual owner. Its business mix includes duties typical of commodity pool operators/commodity trading advisors (CPO/CTA) and acting as sponsor, general partner or managing member of pooled vehicles. Advisory services center on portfolio management for pooled investment vehicles. Compensation combines a percentage-of-AUM structure with performance-based fees. The firm does not identify as an active ESG investor and is not positioned as a multi-state adviser or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Ari Herman

    Founder & CIOCRD 4822631

  • Louis Sultan

    CFOCRD 5887722

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

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Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
370 Lexington Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth