SL Capital

RIASEC RegisteredEst. 2023
Total AUM
$230M
Discretionary
$230M
100% of AUM
Avg account
$554K
Accounts
416
Employees
4
Advisory reps
4

Firm details

Headquarters
Scottsdale, Arizona
CRD number
328450
Registered since
November 13, 2023
Website
slcapitalwealth.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI84.64%
  • Individuals15.36%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

SL Capital is an independent, SEC-registered registered investment adviser organized as an LLC. The firm focuses on portfolio management for individuals and small businesses and charges clients on a percentage-of-AUM basis. Its reported client base is primarily individual and family investors, and the firm identifies itself as an active ESG investor. SL Capital maintains an industry affiliation with an insurance company and does not describe itself as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 49%, Public Funds/Mutual Funds 29%, Derivatives 14%, Private Funds 4%, Cash & Cash Equivalents 4%, State & Local Bonds 3%, US Government Bonds 2%49%
  • Exchange Traded Equities49%
  • Public Funds/Mutual Funds29%
  • Derivatives14%
  • Private Funds4%
  • Cash & Cash Equivalents4%

Owners & executives

1 of 1
  • Zachary Brodt

    Zachary Brodt

    CEO & FounderCRD 5228473

Contacts

3 of 3
  • Marcus Pimentel

    Marcus Pimentel

    Junior PartnerCRD 7265602

  • Nathan Craft

    Nathan Craft

    Investment Advisor RepresentativeCRD 8090042

  • Joshua Harter

    Joshua Harter

    Founder and Wealth ManagerCRD 6761217

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 39

Active vs passive

$45.5M in ETFs

Passive

69%

$31.2M

Active

24%

$14.3M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) BLOOMBERG 1-3 MONTH T-BILL ETF (BIL)State StreetPassiveUltrashort Bond$7M76,77615.46%
Unlock additional holdings →

Location

Primary office

Scottsdale, AZ

Maricopa

Location

Scottsdale, AZ

Headquartered in Scottsdale, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.

Metro area
Phoenix-Mesa, AZ
Region
West
County
Maricopa
Address
20707 N Pima Rd
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth