SL Capital

RIASEC Registered
Total AUM
$230M
Discretionary
$230M
100% of AUM
Avg account
$554K
Accounts
416
Employees
4
Advisory reps
4

Firm details

Headquarters
Scottsdale, Arizona
CRD number
328450
Registered since
November 13, 2023
Website
slcapitalwealth.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI84.64%
  • Individuals15.36%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

SL Capital is an independent LLC registered with the SEC in 2023 that provides fee-based portfolio management primarily to individuals and families, including small-business clients. The firm operates on a percentage-of-AUM fee model and focuses on discretionary management. SL Capital identifies as an active ESG investor and lists portfolio management for individuals and small businesses as its principal advisory activity. It is not structured as a capital allocator; instead it manages client assets directly.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 49%, Public Funds/Mutual Funds 29%, Derivatives 14%, Private Funds 4%, Cash & Cash Equivalents 4%, State & Local Bonds 3%, US Government Bonds 2%49%
  • Exchange Traded Equities49%
  • Public Funds/Mutual Funds29%
  • Derivatives14%
  • Private Funds4%
  • Cash & Cash Equivalents4%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 47

Active vs passive

$52.7M in ETFs

Passive

69%

$36.2M

Active

21%

$16.4M

ETFProviderStyleCategoryValueShares% of portfolio
GRAYSCALE BITCOIN TRUST ETF (GBTC)GrayscalePassiveDigital Assets$7.6M116,93014.33%
Unlock additional holdings →

Location

Primary office

Scottsdale, AZ

Maricopa

Location

Scottsdale, AZ

Headquartered in Scottsdale, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.

Metro area
Phoenix-Mesa, AZ
Region
West
County
Maricopa
Address
20707 N Pima Rd
Time zone
MT (UTC-7)
Office locations

Similar firms

Amplify Financial, LLC

RIA

Scottsdale, AZ

AUM $231MTEAM 7REPS 8

Taylor Frigon Capital Management LLC

RIA

Scottsdale, AZ

AUM $233MTEAM 11REPS 7

R.H. Investment Group, LLC

RIA

Scottsdale, AZ

AUM $238MTEAM 2REPS 1

Family Office Investment Advisory LLC

RIA

Scottsdale, AZ

AUM $220MTEAM 3REPS 1

Bayntree Wealth Advisors, LLC

RIA

Scottsdale, AZ

AUM $241MTEAM 13REPS 6

Treasure Investment Management, LLC

RIA

Scottsdale, AZ

AUM $253MTEAM 4REPS 1
More RIAs in Scottsdale →All Arizona RIAs →

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth