SIMPLIFY ASSET MANAGEMENT INC.

RIASEC RegisteredEst. 2020
Total AUM
$9.6B
Discretionary
$9.6B
100% of AUM
Avg account
$268M
Accounts
36
Employees
45
Advisory reps
9

Firm details

Headquarters
LAS VEGAS, Nevada
CRD number
309535
Registered since
August 10, 2020
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Investment Companies99.99%
  • Pooled Investment Vehicles0.01%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Simplify Asset Management Inc. is a corporation registered with the SEC in 2020 that manages institutional assets and operates in roles that include CPO/CTA activities. The firm provides portfolio management across a range of client types — individuals and small businesses, investment companies, pooled vehicles, and institutions — and charges both a percentage-of-AUM fee and performance-based fees. It is not identified as an active ESG investor and is not classified as a multi-state adviser in the source dataset. The firm does not appear to act as a capital allocator to outside managers on its own balance sheet.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • JOHN RYU

    Chief Financial OfficerCRD 7640024

  • FIONA COLE

    Chief Operating OfficerCRD 4912086

  • PAUL KIM

    CEOCRD 2947075

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Contacts

3 of 4
  • THEODORE GARDNER

    Managing DirectorCRD 6175885

  • BORISLAVA IVANOVA

    Managing DirectorCRD 6401697

  • Elizabeth Nardini

    Managing DirectorCRD 6423666

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 17

Active vs passive

$6.2B in ETFs

Passive

19%

$1.2B

Active

5%

$5B

ETFProviderStyleCategoryValueShares% of portfolio
SIMPLIFY GOVERNMENT MONEY MARKET ETF (SBIL)$4.6B46,038,77574.72%

Location

Primary office

LAS VEGAS, NV

CLARK

Location

LAS VEGAS, NV

Headquartered in LAS VEGAS, NV, anchoring the Las Vegas-Henderson, NV metro in the West.

Metro area
Las Vegas-Henderson, NV
Region
West
County
CLARK
Address
10845 Griffith Peak Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth