Simplicity Wealth Management

RIAState Registered

Total AUM

$35.9M

Discretionary

$35.9M

100% of AUM

Avg account

$209K

Accounts

172

Employees

Advisory reps

Firm details

Headquarters: ,
CRD number: 300112
Website: www.simplicitywm.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI83.66%
Individuals10.19%
Pension & Profit Sharing Plans6.14%
Services: Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Simplicity Wealth Management is an independent registered investment adviser organized as a limited liability company and owned by an individual. The firm serves individuals and families, offering financial planning, portfolio management for individuals and small businesses, and pension consulting services. Its fee model combines asset-based fees with hourly and fixed-fee engagements. The firm does not identify as an ESG-focused investor.