Simplicity Wealth Management
Firm details
- Headquarters
- ,
- CRD number
- 300112
- Website
- www.simplicitywm.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI83.66%
- Individuals10.19%
- Pension & Profit Sharing Plans6.14%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Simplicity Wealth Management is an independent registered investment adviser structured as an LLC and owned by an individual. The firm focuses on serving individual and family clients, offering financial planning, portfolio management for individuals and small businesses, and pension consulting services. Its fee arrangements are flexible and include a percentage-of-AUM model as well as hourly and fixed-fee engagements. The firm does not identify as an active ESG investor and is not characterized as a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities75%
- Non-Exchange Traded Equities10%
- Public Funds/Mutual Funds9%
- Cash & Cash Equivalents3%
- State & Local Bonds2%
Contacts
2 of 2
Marianne Esche
Senior Advisor AssociateCRD 7601105
Christine Centeno
FounderCRD 5362641
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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