Silver Oak Securities, Inc.

Broker-DealerFINRA Member

Total AUM

$2.4B

Discretionary

$2.4B

98% of AUM

Accounts

15,093

Employees

103

Advisory reps

211

Brokerage reps

Firm details

Headquarters: Jackson, Tennessee
CRD number: 46947
Registered since: April 16, 2010
Website: silveroaksecurities.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Individuals59.36%
HNWI38.98%
Corporations / Businesses1.52%
Charitable Organizations0.14%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Silver Oak Securities, Inc. is an independent broker-dealer and investment bank that also operates as an SEC-registered investment adviser (SEC registered in 2010). The firm serves both individual and institutional clients, providing broker-dealer services alongside advisory offerings such as financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, and the selection of other advisers. Its owner structure is individual ownership, and it acts as a capital allocator — using outside managers and vehicles as part of its client solutions. Fee arrangements include percentage-of-AUM charges as well as hourly and fixed-fee engagements. The firm is not identified as an active ESG investor.