Signature Investment Advisors, LLC

RIASEC RegisteredEst. 2012
Total AUM
$6.8B
Discretionary
$6B
90% of AUM
Avg account
$897K
Accounts
7,533
Employees
21
Advisory reps
15

Firm details

Headquarters
Los Angeles, California
CRD number
160715
Registered since
May 2, 2012
Custodians
CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM
Client types
  • Individuals58.03%
  • HNWI39.81%
  • Corporations / Businesses1.38%
  • Pension & Profit Sharing Plans0.56%
  • Charitable Organizations0.22%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Signature Investment Advisors, LLC is an independent registered investment adviser that positions itself as a capital allocator for both high-net-worth individuals and institutions. The firm, registered with the SEC since 2012, manages portfolios on a discretionary basis for the majority of its clients and also provides non-discretionary advisory services, selection of other advisers and educational workshops. Signature reports an active ESG posture, integrating environmental, social and governance considerations into at least some client portfolios. The firm charges fees based on a percentage of assets under management and maintains affiliations across the financial services ecosystem, including relationships with a broker-dealer and an insurance company. Signature acts as a multi-product manager: it implements core public market exposure primarily through pooled vehicles, constructs separate account solutions where appropriate, and hires third-party managers to access specialist strategies. The firm is also listed among Barron’s Top 100 RIA Firms for 2022, reflecting its scale and market recognition.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 66%, Exchange Traded Equities 22%, Investment Grade Corp Bonds 9%, Cash & Cash Equivalents 3%, US Government Bonds 1%66%
  • Public Funds/Mutual Funds66%
  • Exchange Traded Equities22%
  • Investment Grade Corp Bonds9%
  • Cash & Cash Equivalents3%
  • US Government Bonds1%

Owners & executives

3 of 4
  • BRIAN HOLMES

    President, CEOCRD 1263061

  • ERIC ROSEN

    Chief Operating OfficerCRD 6181478

  • ALEX KIM

    Chief Compliance OfficerCRD 7119162

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Contacts

3 of 11
  • Briana Bowker

    Associate Relationship ManagerCRD 6861925

  • Andrew Lin

    Director Of Relationship ManagementCRD 4830234

  • Jae Yu

    National Sales ManagerCRD 2808305

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Los Angeles, CA

LOS ANGELES

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
LOS ANGELES
Address
2121 Avenue of the Stars
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth