Freeman Spogli

RIASEC RegisteredEst. 2012
Total AUM
$6.2B
Discretionary
$6.2B
100% of AUM
Avg account
$880M
Accounts
7
Employees
35
Advisory reps
11

Firm details

Headquarters
Los Angeles, California
CRD number
156819
Registered since
March 30, 2012
Fee structure
Percentage of AUM, Other
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Freeman Spogli operates as a limited partnership that functions primarily as a private equity manager and sponsor of pooled investment vehicles. The firm is registered with the SEC (since 2012) and serves an institutional client base rather than individual retail investors. It provides portfolio management for pooled vehicles and fulfills GP/sponsor and managing-member roles in its funds, rather than acting as a pure capital allocator. Fee arrangements include a percentage-of-assets component along with other fee structures. The firm reports that it incorporates ESG considerations into its investment approach.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

2 of 2
  • John Roth

    Partner and Chief Executive OfficerCRD 6028765

  • Xavier Corzo

    Xavier Corzo

    Chief Financial Officer & Chief Compliance OfficerCRD 6458662

Contacts

3 of 9
  • Brad Brutocao

    Brad Brutocao

    PartnerCRD 2644681

  • Benjamin Geiger

    PartnerCRD 2777718

  • Jon Ralph

    Jon Ralph

    PartnerCRD 1567741

Unlock 6 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Los Angeles, CA

Los Angeles

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
11100 Santa Monica Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth