Signature Estate & Investment Advisors LLC
Firm details
- Headquarters
- Los Angeles, California
- CRD number
- 108163
- Registered since
- February 23, 1999
- Website
- www.seia.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI75.06%
- Individuals21.12%
- Corporations / Businesses2.6%
- Pension & Profit Sharing Plans0.77%
- Charitable Organizations0.44%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Signature Estate & Investment Advisors LLC (commonly known as SEIA) is an independent registered investment adviser that acts as a capital allocator for high-net-worth individuals, families and institutions. The firm provides comprehensive wealth management services including financial planning, portfolio management for individuals and businesses, selection of outside advisers, and educational workshops. Its fee arrangements include asset-based fees as well as hourly and fixed-fee engagements. SEIA reports being an active ESG investor and distributes client assets across public funds and separately managed accounts while also allocating to third‑party alternative managers. The firm maintains industry ties to broker‑dealers and insurance firms and conducts both discretionary and non‑discretionary advisory work. SEIA has been operating as an SEC‑registered adviser since 1999 and has appeared on multiple industry ranking lists from outlets such as Financial Times, FA Magazine, Barron’s, and AdvisorHub.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds46%
- Exchange Traded Equities31%
- Investment Grade Corp Bonds12%
- US Government Bonds4%
- State & Local Bonds4%
Owners & executives
3 of 5
Eric Rosen
Chief Operating OfficerCRD 6181478

Gary Liska
FOUNDING PARTNER, CFOCRD 2512188

Brian Holmes
President, CEOCRD 1263061
Contacts
3 of 137
Hayley Bates
Financial AdvisorCRD 5695777

Stephanie Perkins
Client Service ManagerCRD 5713798

Michael Macauley
AdvisorCRD 5714328
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 526Active vs passive
$5.1B in ETFs
67%
$3.4B
30%
$1.7B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD GROWTH INDEX FUND (VUG) | Vanguard | Passive | Large Growth | $478M | 5,553,529 | 9.38% |
Location
Los Angeles, CA
Los Angeles
Location
Los Angeles, CA
Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Los Angeles
- Address
- 2121 Avenue Of The Stars
- Time zone
- PT (UTC-8)
- Office locations
Similar firms
Pccp, LLC
RIALos Angeles, CA
Ares Capital Management II LLC
RIALos Angeles, CA
Aspiriant, LLC
RIALos Angeles, CA
Ares Commercial Real Estate Management LLC
RIALos Angeles, CA
Oaktree Fund Advisors, LLC
RIALos Angeles, CA
Hotchkis and Wiley Capital Management, LLC
RIALos Angeles, CA