Shufro, Rose & Co, LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 3403
- Registered since
- April 7, 1955
- Website
- www.shufrorose.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI83.32%
- Individuals10.3%
- Corporations / Businesses4.34%
- Pension & Profit Sharing Plans1.47%
- Charitable Organizations0.56%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Shufro, Rose & Co, LLC is an independent, owner-operated registered investment adviser that has been SEC registered since 1955. The firm functions as a capital allocator for both individuals and families as well as institutional clients, providing financial planning, portfolio management for individuals and small businesses, and manager selection services. Its fee arrangements include both a percentage-of-assets model and fixed fees. The firm does not present itself as an active ESG investor. Shufro, Rose & Co was named to CNBC’s Top 100 Financial Advisory Firms list in 2021.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds51%
- Exchange Traded Equities33%
- US Government Bonds11%
- Cash & Cash Equivalents5%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 60Active vs passive
$937M in ETFs
72%
$675M
26%
$261M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES IBONDS DEC 2029 TERM CORPORATE ETF (IBDU) | BlackRock | Passive | Target Maturity | $189M | 8,328,113 | 20.17% |
Location
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 600 Lexington Ave
- Time zone
- ET (UTC-5)
- Office locations
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