C-III INVESTMENT MANAGEMENT LLC

RIASEC RegisteredEst. 2011
Total AUM
$2.5B
Discretionary
$2B
80% of AUM
Avg account
$274M
Accounts
9
Employees
80
Advisory reps
12

Firm details

Headquarters
New York, New York
CRD number
156553
Registered since
June 29, 2011
Custodians
CITI PRIVATE BANK
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • Pooled Investment Vehicles99.18%
  • Insurance Companies0.82%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

C-III Investment Management LLC is an SEC-registered investment manager that focuses on pooled investment vehicles and institutional mandates. The firm operates in roles that include portfolio management for pooled funds and for businesses or institutions, and it conducts commodity pool operator and commodity trading advisor activities. Fee arrangements include both percentage-of-AUM and performance-based components, which supports strategies that emphasize returns tied to active management outcomes. Investment emphasis is concentrated in real estate and structured/securitized strategies, with additional allocation interest in commodities, REITs, energy (oil & gas), digital currency and collateralized debt instruments. The firm acts as a sponsor or general partner of pooled vehicles and works with external alternative asset managers when allocating to third-party alternative strategies. C-III is not classified as an active ESG investor.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Other 100%100%
  • Other100%

Owners & executives

3 of 4
  • ANDREW FARKAS

    Chairman and Chief Executive OfficerCRD 2364566

  • PAUL HUGHSON

    Executive Managing Director & CIOCRD 2847756

  • LAWRENCE BLOCK

    Senior Managing Director, Chief Compliance Officer and General CounselCRD 3006613

Unlock 1 more executives

Contacts

3 of 8
  • Mark Lande

    Senior Managing DirectorCRD 8104264

  • JEFFREY COHEN

    PresidentCRD 4054078

  • Marc Levy

    Executive Manager DirectorCRD 6759934

Unlock 5 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
717 5th Ave
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth