Sherman Asset Management, Inc.

RIASEC RegisteredEst. 2024

Total AUM

$141M

Discretionary

$141M

100% of AUM

Avg account

$932K

Accounts

151

Employees

Advisory reps

Firm details

Headquarters: Ventura, California
CRD number: 170861
Registered since: March 7, 2024
Website: www.shermanassetmgmt.com
Custodians: CHARLES SCHWAB & CO., INC., BOK FINANCIAL SECURITIES, INC.
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: HNWI72.02%
Corporations / Businesses20.59%
Individuals3.92%
Pooled Investment Vehicles3.48%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Sherman Asset Management, Inc. is an independent, privately owned registered investment adviser organized as a corporation and SEC-registered in 2024. The firm serves both individual & family clients and institutional investors, charging a mix of percentage-of-AUM, fixed fees, and performance-based fees depending on the engagement. Core advisory services include financial planning, portfolio management for individuals and small businesses, and portfolio management for pooled investment vehicles. The firm is active as a sponsor/GP/managing member for pooled vehicles, which suggests it both advises and takes an operational role in some private investment structures. Sherman does not identify as an active ESG investor and is not registered as a multi-state adviser.