Shepherd Kaplan Krochuk, LLC

RIASEC RegisteredEst. 2003
Total AUM
$10.9B
Discretionary
$2.1B
19% of AUM
Avg account
$7.7M
Accounts
1,405
Employees
34
Advisory reps
7

Firm details

Headquarters
Boston, Massachusetts
CRD number
127304
Registered since
August 20, 2003
Website
skk-llc.com
Custodians
THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pension & Profit Sharing Plans67.88%
  • HNWI14.44%
  • Pooled Investment Vehicles10.96%
  • Corporations / Businesses5.02%
  • Charitable Organizations1.69%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Shepherd Kaplan Krochuk, LLC is an independent registered investment adviser that acts both as an allocator and as a sponsor/manager of pooled vehicles. The firm, SEC-registered since 2003, serves individual and family clients as well as institutional investors. It charges percentage-of-AUM fees and can assess performance-based fees for certain strategies. Its stated advisory activities include financial planning, portfolio management for individuals, small businesses, pooled investment vehicles and institutions, pension consulting support, and selection of third‑party advisers. The firm is also identified as a CPO/CTA and maintains affiliations consistent with sponsoring and managing pooled investment vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 68%, Private Funds 11%, Exchange Traded Equities 9%, Cash & Cash Equivalents 6%, Non-Exchange Traded Equities 3%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%68%
  • Public Funds/Mutual Funds68%
  • Private Funds11%
  • Exchange Traded Equities9%
  • Cash & Cash Equivalents6%
  • Non-Exchange Traded Equities3%

Owners & executives

2 of 2

  • Peter Dilorenzo

    Chief Operating OfficerCRD 6842439

  • Bayard Dodge

    Bayard Dodge

    Chief Compliance OfficerCRD 6067641

Contacts

3 of 5
  • Stephen Brackett

    Stephen Brackett

    Owner, PresidentCRD 1547014

  • Timothy Krochuk

    Timothy Krochuk

    OWNER, MANAGEMENT BOARD MEMBERCRD 4687553

  • David Shepherd

    David Shepherd

    OWNER, MANAGEMENT BOARD MANAGING MEMBERCRD 2284051

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 43

Active vs passive

$102M in ETFs

Passive

93%

$95M

Active

7%

$7M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI)VanguardPassiveLarge Blend$12.5M33,83612.27%
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Location

Primary office

Boston, MA

Suffolk

Location

Boston, MA

Headquartered in Boston, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Suffolk
Address
53 State St
Time zone
ET (UTC-5)
Office locations

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