BNY Mellon ETF Investment Adviser, LLC

RIASEC RegisteredEst. 2019
Total AUM
$11.1B
Discretionary
$11.1B
100% of AUM
Avg account
$854M
Accounts
13
Employees
3
Advisory reps
6

Firm details

Headquarters
Boston, Massachusetts
CRD number
306148
Registered since
November 15, 2019
Fee structure
Percentage of AUM
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

BNY Mellon ETF Investment Adviser, LLC is an institutional SEC‑registered investment adviser that provides portfolio management to investment companies, primarily ETFs. Organized as an LLC and registered with the SEC in 2019, the firm serves an institutional client base and charges fees as a percentage of assets under management. It is not positioned as a capital allocator or an active ESG investor. Regulatory and business filings list CPO/CTA activity among its business lines, and the firm maintains affiliations across brokerage, trust, banking, insurance and pooled vehicle sponsor roles.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 4
  • Kimberly Mackenzie-perman

    Kimberly Mackenzie-perman

    Chief Financial OfficerCRD 4576869

  • Stephanie Pierce

    Stephanie Pierce

    CEOCRD 2526452

  • Gareth Becker

    CFOCRD 8015877

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Contacts

2 of 2
  • David Dipetrillo

    David Dipetrillo

    DirectorCRD 4904926

  • Jason Ronca

    Jason Ronca

    PrincipalCRD 4419458

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Boston, MA

Suffolk

Location

Boston, MA

Headquartered in Boston, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Suffolk
Address
201 Washington St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth