Shearwater Capital
Firm details
- Headquarters
- Denver, Colorado
- CRD number
- 115399
- Registered since
- April 2, 2013
- Website
- www.shearwatercapital.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI94.1%
- Individuals4.41%
- Pension & Profit Sharing Plans1.49%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Shearwater Capital is an independent Registered Investment Adviser organized as an LLC and registered with the SEC in 2013. The firm operates as a capital allocator for individual and family clients, charging advisory fees as a percentage of assets under management. Its service mix includes financial planning, portfolio management for individuals, small businesses and institutions, selection of other advisers, and client education through publications and seminars. Shearwater identifies as an active ESG investor and integrates those considerations into its advisory work.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities98%
- Cash & Cash Equivalents2%
Owners & executives
2 of 2
Jeffrey Brown
Principal and Chief Investment OfficerCRD 4450573
Jared Meese
Chief Compliance OfficerCRD 4243017
Contacts
2 of 2
Eric Malden
PrincipalCRD 4451224
Pat Wang
Financial AdvisorCRD 2637650
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 48Active vs passive
$180M in ETFs
10%
$17.8M
90%
$162M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DIMENSIONAL US CORE EQUITY 2 ETF (DFAC) | Dimensional | Active | Large Blend | $74.4M | 1,674,031 | 41.27% |
Location
Denver, CO
Denver
Location
Denver, CO
Headquartered in Denver, CO, anchoring the Denver-Aurora, CO metro in the West.
- Metro area
- Denver-Aurora, CO
- Region
- West
- County
- Denver
- Address
- 2000 S Colorado Blvd
- Time zone
- MT (UTC-7)
- Office locations
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