Global Wealth Strategies and Associates, LLC

RIASEC Registered
Total AUM
$457M
Discretionary
$457M
100% of AUM
Avg account
$155K
Accounts
2,946
Employees
10
Advisory reps
12

Firm details

Headquarters
Denver, Colorado
CRD number
316072
Registered since
October 25, 2021
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals59.83%
  • HNWI39.33%
  • Business Development Companies0.84%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Global Wealth Strategies and Associates, LLC is an independent limited liability RIA that registered with the SEC in 2021. The firm serves both individual and family clients as well as institutional investors and describes itself as a capital allocator that sources third‑party managers. Ownership is reported across domestic and foreign entities and individuals. Fee arrangements include a percentage of AUM as well as hourly and fixed‑fee engagements. Advisory capabilities include financial planning, portfolio management for individuals and small businesses, pension consulting services, and the selection of other advisers. The firm reports it is not an active ESG investor and maintains relationships with accounting and insurance industry partners.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 85%, Cash & Cash Equivalents 9%, Exchange Traded Equities 6%85%
  • Public Funds/Mutual Funds85%
  • Cash & Cash Equivalents9%
  • Exchange Traded Equities6%

Owners & executives

3 of 3
  • Eric Jacobs

    Eric Jacobs

    Chief Investment Officer, Portfolio ManagerCRD 5546214

  • Adam Way

    Adam Way

    Chief Executive OfficerCRD 4609168

  • Sara Erpestad

    Sara Erpestad

    Chief Operating OfficerCRD 5489982

Contacts

3 of 9
  • Terri Propp

    Terri Propp

    Senior Wealth AdvisorCRD 4819626

  • David Holland

    David Holland

    Investment Advisor RepresentativeCRD 6431734

  • Eitel Dannenfels

    Eitel Dannenfels

    Investment AdvisorCRD 7010143

Unlock 6 more contacts →

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 69

Active vs passive

$576M in ETFs

Passive

79%

$455M

Active

16%

$121M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD S&P 500 ETF (VOO)VanguardPassiveLarge Blend$151M214,83626.16%

Location

Primary office

Denver, CO

Denver

Location

Denver, CO

Headquartered in Denver, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
Denver
Address
3200 E Cherry Creek South Dr
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth