Global Wealth Strategies And Associates, LLC

RIASEC RegisteredEst. 2021
Total AUM
$457M
Discretionary
$457M
100% of AUM
Avg account
$155K
Accounts
2,946
Employees
10
Advisory reps
12

Firm details

Headquarters
Denver, Colorado
CRD number
316072
Registered since
October 25, 2021
Website
www.gwsa.us
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals59.83%
  • HNWI39.33%
  • Business Development Companies0.84%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Global Wealth Strategies And Associates, LLC is an independent registered investment adviser structured as an LLC and SEC-registered in 2021. The firm serves both individual/family and institutional clients and acts as a capital allocator, sourcing third‑party managers in addition to providing in‑house services. Its advisory menu includes financial planning, portfolio management for individuals and small businesses, pension consulting services, and selection of other advisers. Fee arrangements are flexible across percentage‑of‑AUM, hourly, and fixed‑fee models. The firm does not present itself as an ESG‑focused investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 85%, Cash & Cash Equivalents 9%, Exchange Traded Equities 6%85%
  • Public Funds/Mutual Funds85%
  • Cash & Cash Equivalents9%
  • Exchange Traded Equities6%

Owners & executives

3 of 3
  • Adam Way

    Adam Way

    Chief Executive OfficerCRD 4609168

  • Eric Jacobs

    Eric Jacobs

    Chief Investment Officer, Portfolio ManagerCRD 5546214

  • Sara Erpestad

    Sara Erpestad

    Chief Operating OfficerCRD 5489982

Contacts

3 of 9
  • Eitel Dannenfels

    Eitel Dannenfels

    Investment AdvisorCRD 7010143

  • Kyle Brown

    Kyle Brown

    Client Service AssociateCRD 8093240

  • Terri Propp

    Terri Propp

    Senior Wealth AdvisorCRD 4819626

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 66

Active vs passive

$560M in ETFs

Passive

79%

$440M

Active

17%

$120M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD 500 INDEX FUND (VOO)VanguardPassiveLarge Blend$145M210,74525.83%
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Location

Primary office

Denver, CO

Denver

Location

Denver, CO

Headquartered in Denver, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
Denver
Address
3200 E Cherry Creek South Dr
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth