Shah Wealth Advisors
Firm details
- Headquarters
- Chino Hills, California
- CRD number
- 340644
- Registered since
- March 31, 2026
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI94.24%
- Individuals3.6%
- Corporations / Businesses2.16%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Shah Wealth Advisors is an independent registered investment adviser organized as an LLC that acts as a capital allocator for both individual/family and institutional clients. The firm provides financial planning and portfolio management across individual, small-business and institutional relationships, and it also performs selection-of-other-advisers work and pension consulting. Its fee model combines a percentage-of-AUM schedule with fixed fees. Shah Wealth Advisors does not present itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1Kevin Kim
Chief Compliance OfficerCRD 8004229
Contacts
3 of 4
Siddharth Shah
Lead Financial AdvisorCRD 2946827
Arpy Raval
Financial AdvisorCRD 6438693
Maria Ojeda Partida
Associate AdvisorCRD 5957830
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 32Active vs passive
$450M in ETFs
52%
$234M
43%
$215M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES US EQUITY FACTOR ROTATION ACTIVE ETF (DYNF) | BlackRock | Active | Large Blend | $67.6M | 993,630 | 15.02% |
Location
Chino Hills, CA
San Bernardino
Location
Chino Hills, CA
Headquartered in Chino Hills, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- San Bernardino
- Address
- 14778 Pipeline Ave
- Time zone
- PT (UTC-8)
- Office locations
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