Shah Wealth Advisors

RIASEC Registered

Total AUM

$606M

Discretionary

$598M

99% of AUM

Avg account

$707K

Accounts

857

Employees

7

Advisory reps

5

Firm details

Headquarters: Chino Hills, California
CRD number: 340644
Registered since: March 31, 2026
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI94.24%
Individuals3.6%
Corporations / Businesses2.16%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Shah Wealth Advisors is an independent registered investment adviser organized as an LLC that acts as a capital allocator for both individual/family and institutional clients. The firm provides financial planning and portfolio management across individual, small-business and institutional relationships, and it also performs selection-of-other-advisers work and pension consulting. Its fee model combines a percentage-of-AUM schedule with fixed fees. Shah Wealth Advisors does not present itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Owners & executives

Contacts

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 30

Active vs passive

$432M in ETFs

Passive

50%

$218M

Active

45%

$214M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
ISHARES US EQUITY FACTOR ROTATION ACTIVE ETF (DYNF)	BlackRock	Active	Large Blend	$67.6M	993,630	15.63%

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Primary office

Chino Hills, CA

San Bernardino

Location

Chino Hills, CA

Headquartered in Chino Hills, CA, anchoring the Riverside-San Bernardino-Ontario, CA metro in the West.

Metro area: Riverside-San Bernardino-Ontario, CA
Region: West
County: San Bernardino
Address: 14778 Pipeline Ave
Time zone: PT (UTC-8)
Office locations

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