Sgma Capital Markets Limited

Broker-DealerFINRA MemberEst. 2005
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
135327
Registered since
September 22, 2005

Firm profile

FINTRX

Overview

Sgma Capital Markets Limited is organized as a corporation and shows an SEC registration date of 2005. Public filings provide a limited profile: the firm is classified as "unclassified" and its ownership is recorded as a mix of a domestic entity and an individual. The dataset does not list the firm's core business or advisory activities, fee structure, or client segments. Several regulatory attributes are explicitly negative in the record: the firm is not identified as a capital allocator, not an active ESG investor, not a multi-state adviser, not a pension consultant, and it has no related adviser listed. Those flags, together with the sparse activity details, indicate a minimal amount of public disclosure about the firm's operating model.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Nicholas Sheumack

    Nicholas Sheumack

    Chairman & CEOCRD 4378798

Contacts

2 of 2
  • Lauren Smith

    Lauren Smith

    Managing DirectorCRD 1909862

  • Daniel Legaye

    Daniel Legaye

    FinOpCRD 1055035

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
757 3rd Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth