Serenity Alternative Investment Management, LLC

RIASEC Registered
Total AUM
$15M
Discretionary
$12.1M
80% of AUM
Avg account
$3M
Accounts
5
Employees
1
Advisory reps
2

Firm details

Headquarters
Arvada, Colorado
CRD number
312214
Custodians
PERSHING LLC, ABN AMRO CLEARING USA LLC, GOLDMAN SACHS & CO. LLC
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Pooled Investment Vehicles63.74%
  • Investment Companies35.29%
  • HNWI0.97%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Serenity Alternative Investment Management, LLC is organized as a single-owner limited liability company that operates as a hedge fund manager and investment adviser. Its client base includes individuals and families as well as institutional investors. Advisory services reported include portfolio management for individuals and small businesses and for pooled investment vehicles; the firm also serves as sponsor, general partner, or managing member of pooled funds it manages. The firm’s fee arrangements include asset-based fees, fixed fees and performance-linked compensation. It does not identify itself as an active ESG investor, and it is not described as a multi-state or newly formed adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 99%, Cash & Cash Equivalents 1%99%
  • Exchange Traded Equities99%
  • Cash & Cash Equivalents1%

Owners & executives

2 of 2
  • Martin Kollmorgen

    Martin Kollmorgen

    CEO and Chief Investment OfficerCRD 7336620

  • David Kollmorgen

    Chief Operating OfficerCRD 7336618

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Arvada, CO

Jefferson

Location

Arvada, CO

Headquartered in Arvada, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
Jefferson
Address
7878 Wadsworth Blvd
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth