ASPEN WEALTH STRATEGIES, LLC

RIASEC RegisteredEst. 2020
Total AUM
$312M
Discretionary
$309M
99% of AUM
Avg account
$266K
Accounts
1,173
Employees
7
Advisory reps
6

Firm details

Headquarters
ARVADA, Colorado
CRD number
307424
Registered since
September 17, 2020
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • HNWI71.89%
  • Individuals25.88%
  • Charitable Organizations2.23%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Aspen Wealth Strategies, LLC is an independent, individual-owned RIA organized as an LLC and SEC-registered since 2020. The firm serves primarily individual and family clients and provides financial planning and portfolio management for individuals and small businesses. Its fee schedule includes percentage-of-AUM fees as well as hourly and fixed-fee arrangements, plus other fee structures. The adviser is not a capital allocator (it does not run external pooled vehicles), does not identify as an active ESG investor, and does not operate as a multi-state adviser. Services are focused on client-facing advisory work rather than institutional pension consulting or related-adviser activities.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 61%, Public Funds/Mutual Funds 33%, State & Local Bonds 3%, Cash & Cash Equivalents 3%61%
  • Exchange Traded Equities61%
  • Public Funds/Mutual Funds33%
  • State & Local Bonds3%
  • Cash & Cash Equivalents3%

Owners & executives

2 of 2
  • KELLIE BEIERS

    Relationship CoordinatorCRD 4038008

  • AMBER ANDERSON

    CEOCRD 5535450

Contacts

3 of 4
  • Blake Wilson

    Wealth AdvisorCRD 7891391

  • STEPHANIE MCELHENY

    President, Financial PlanningCRD 5806111

  • ANDY MCCLAFLIN

    Founder & ChairmanCRD 4670759

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 40

Active vs passive

$140M in ETFs

Passive

78%

$109M

Active

16%

$30.1M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD VALUE INDEX FUND (VTV)VanguardPassiveLarge Value$21.3M108,51415.26%

Location

Primary office

ARVADA, CO

JEFFERSON

Location

ARVADA, CO

Headquartered in ARVADA, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
JEFFERSON
Address
8333 Ralston Rd
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth