Semper Financial

RIASEC Registered
Total AUM
$37M
Discretionary
$37M
100% of AUM
Avg account
$500K
Accounts
74
Employees
2
Advisory reps
2

Firm details

Headquarters
,
CRD number
158686
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals76.76%
  • HNWI23.24%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Semper Financial is an independent registered investment adviser organized as a limited liability company and owned by an individual. The firm serves principally individuals and families, and it emphasizes financial planning and discretionary portfolio management for individuals and small businesses. Its fee model is flexible, combining a percentage-of-AUM fee with the option for hourly or fixed-fee engagements. The firm does not identify as an active ESG investor and is not positioned as a capital allocator. An affiliation with accounting professionals is noted, indicating a practice that likely coordinates tax and financial planning work alongside investment management.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 90%, Exchange Traded Equities 8%, Cash & Cash Equivalents 2%90%
  • Public Funds/Mutual Funds90%
  • Exchange Traded Equities8%
  • Cash & Cash Equivalents2%

Owners & executives

2 of 2
  • Brian Plunkett

    Chief Operating OfficerCRD 3121614

  • Kevin Plunkett

    Chief Compliance OfficerCRD 861646

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth