SMALLWOOD FINANCIAL GROUP LLC

RIASEC Registered
Total AUM
$37M
Discretionary
$0
0% of AUM
Avg account
$507K
Accounts
73
Employees
1
Advisory reps
2

Firm details

Headquarters
SUMMIT, New Jersey
CRD number
305790
Fee structure
Percentage of AUM
Client types
  • Pension & Profit Sharing Plans100%
Services
Pension Consulting

Firm profile

FINTRX

Overview

Smallwood Financial Group LLC operates as a limited liability company focused on providing investment advisory services primarily to institutional clients. The firm is not classified under any specific category, which reflects its diverse approach to investment management. Its business activities include acting as an insurance broker, while its advisory services center around pension consulting. The firm does not engage in active ESG investing and is not a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 100%100%
  • Public Funds/Mutual Funds100%

Owners & executives

1 of 1
  • Kevin Smallwood

    President, CIOCRD 4712150

Contacts

1 of 1
  • LUIS PORTILLA

    Financial AdvisorCRD 6462182

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

SUMMIT, NJ

UNION

Location

SUMMIT, NJ

Headquartered in SUMMIT, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
UNION
Address
160 Summit Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth