SEM Wealth Management

RIASEC RegisteredEst. 1998

Total AUM

$933M

Discretionary

$735M

79% of AUM

Avg account

$230K

Accounts

4,065

Employees

11

Advisory reps

8

Firm details

Headquarters: Tucson, Arizona
CRD number: 112142
Registered since: July 2, 1998
Website: www.semwealth.com
Custodians: AXOS CLEARING LLC
Fee structure: Percentage of AUM
Client types: HNWI44.58%
Individuals35.94%
Other Investment Advisers19.29%
Charitable Organizations0.17%
Corporations / Businesses0.02%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

SEM Wealth Management is an independent, individually owned registered investment adviser that has operated since the late 1990s (SEC registration in 1998). The firm manages client portfolios on a fee basis tied to assets under management and serves both individual & family clients and institutional clients. Core advisory services listed include financial planning and discretionary portfolio management for individuals, small businesses, and institutional entities. The firm does not identify itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds57%
Exchange Traded Equities40%
Cash & Cash Equivalents2%
Private Funds1%

Owners & executives

2 of 2

Jeffrey Hybiak
Chief Operating Officer & Chief Investment OfficerCRD 4413785
Richard Gage
President, Chief Executive OfficerCRD 2658551

Contacts

3 of 6

James Stover
Investment Advisor RepresentativeCRD 5161221
Cody Hybiak
Client Portfolio ManagerCRD 6926372
Shannon Chandler
Executive AssistantCRD 3106991

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 58

Active vs passive

$334M in ETFs

Passive

88%

$295M

Active

2%

$39.4M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
SPDR S&P 500 ETF TRUST (SPY)	State Street	Passive	Large Blend	$24.2M	32,397	7.24%

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Primary office

Tucson, AZ

Pima

Location

Tucson, AZ

Headquartered in Tucson, AZ, anchoring the Tucson-Nogales, AZ metro in the West.

Metro area: Tucson-Nogales, AZ
Region: West
County: Pima
Address: 7367 E Tanque Verde Rd
Time zone: MT (UTC-7)
Office locations

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