SEM WEALTH MANAGEMENT
Firm details
- Headquarters
- TUCSON, Arizona
- CRD number
- 112142
- Registered since
- July 2, 1998
- Website
- www.semwealth.com
- Custodians
- AXOS CLEARING LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI44.58%
- Individuals35.94%
- Other Investment Advisers19.29%
- Charitable Organizations0.17%
- Corporations / Businesses0.02%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
SEM Wealth Management is an independent registered investment adviser organized as a corporation and SEC-registered since 1998. The firm is owned by an individual and serves both individual and family clients as well as institutional accounts. Its advisory work centers on financial planning and discretionary portfolio management for individuals, small businesses, and institutions. Compensation is charged as a percentage of assets under management. The firm does not advertise an active ESG investing stance and does not operate as an internal capital allocator; instead it relies on third-party managers and pooled vehicles for many exposures.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds57%
- Exchange Traded Equities40%
- Cash & Cash Equivalents2%
- Private Funds1%
Owners & executives
2 of 2JEFFREY HYBIAK
Chief Operating Officer & Chief Investment OfficerCRD 4413785
RICHARD GAGE
President, Chief Executive OfficerCRD 2658551
Contacts
3 of 7JAMES STOVER
Investment Advisor RepresentativeCRD 5161221
Cody Hybiak
Client Portfolio ManagerCRD 6926372
GARLAND SCOTT
Business DevelopmentCRD 4163755
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 59Active vs passive
$304M in ETFs
89%
$270M
3%
$34.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $23.6M | 36,233 | 7.74% |
Location
TUCSON, AZ
PIMA
Location
TUCSON, AZ
Headquartered in TUCSON, AZ, anchoring the Tucson-Nogales, AZ metro in the West.
- Metro area
- Tucson-Nogales, AZ
- Region
- West
- County
- PIMA
- Address
- 7367 E Tanque Verde Rd
- Time zone
- MT (UTC-7)
- Office locations
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