FINANCIAL DIRECTIONS LLC

Overview

Financial Directions LLC is a small, owner-managed advisory firm that has been SEC-registered since 1999 and focuses on portfolio management for individuals and small businesses. The firm runs client portfolios on a discretionary basis and charges a mix of percentage-of-AUM and fixed fees. Its client base is concentrated on individual and family relationships rather than institutional mandates. Financial Directions is not positioned as an ESG specialist, does not operate as a multi-state adviser, and does not present itself as a capital allocator. Investment activity centers on publicly traded equities as the primary building block of client portfolios, with a clear preference for exchange-traded instruments. The firm supplements equity exposure with targeted allocations into alternatives and income-producing instruments to meet client objectives such as income, tax efficiency and diversification. Third-party managers are used for alternative exposure rather than an in-house private markets platform.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices