Securitize Markets, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
11
Avg account
$0

Firm details

Headquarters
Miami, Florida
CRD number
283256
Registered since
September 28, 2016

Firm profile

FINTRX

Overview

Securitize Markets, LLC is a limited liability company about which public disclosures are sparse. The firm is classified as "Unclassified" in the available snapshot and provides little detail on its core business activities or investment mandate. Fields for business activities, advisory activities, fee structure, and client base are blank in the source material, limiting the ability to characterize its service model or target clients. Ownership and structural markers that are available indicate the entity has a domestic-entity and individual ownership mix. The profile notes that Securitize Markets, LLC does not serve as a capital allocator, is not identified as an active ESG investor, is not a multi-state adviser, and is not listed as a newly formed adviser, pension consultant, or related adviser. The firm also supplied no information under activities and affiliations.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Daniel Roberts

    Daniel Roberts

    Chief Compliance OfficerCRD 2208120

  • Joseph Nikolson

    Joseph Nikolson

    CEO and CCOCRD 2831577

Contacts

3 of 9
  • Matthew Bergin

    Matthew Bergin

    Principal Operations OfficerCRD 2287471

  • Louis Vetter

    Louis Vetter

    Director of Broker Dealer OperationsCRD 2217478

  • Miguel Yanez

    Home Office AssociateCRD 4711957

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Miami, FL

Miami Dade

Location

Miami, FL

Headquartered in Miami, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
Miami Dade
Address
78 Sw 7th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth