GTS Securities LLC

Broker-DealerFINRA MemberEst. 2009

Total AUM

—

Advisory reps

132

Avg account

$0

Firm details

Headquarters: Miami, Florida
CRD number: 149224
Registered since: February 17, 2009
Website: gtsx.com

Firm profile

FINTRX

Overview

GTS Securities LLC is a limited liability company that has been SEC-registered since 2009. FINTRX classifies the firm as unclassified and identifies the owner type as a domestic entity and individual. The profile contains limited disclosure about business lines or advisory activities; reported attributes include that the firm is not an active ESG investor, not a multi-state adviser, not a pension consultant, and not a related or newly formed adviser. FINTRX does not list the firm as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Owners & executives

3 of 8

Romain Rossier
Chief ArchitectCRD 7806118
Sean Martell
CFO/FINOPCRD 4629458
Dariush Nazem
Chief Operating OfficerCRD 4930821

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Contacts

3 of 124

Pankaj Kumar Sheo
DeveloperCRD 5057604
Yifan Sun
ETF TraderCRD 7143568
Shailesh Sinha
Software DeveloperCRD 5300915

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 945

Active vs passive

$4.1B in ETFs

Passive

87%

$3.5B

Active

5%

$535M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
SPDR S&P 500 ETF TRUST (SPY)	State Street	Passive	Large Blend	$1B	1,366,340	25.00%

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Primary office

Miami, FL

Miami Dade

Location

Miami, FL

Headquartered in Miami, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area: Miami-Port St. Lucie-Fort Lauderdale, FL
Region: South
County: Miami Dade
Address: 100 Se 2nd St
Time zone: ET (UTC-5)
Office locations

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