GTS SECURITIES LLC

Broker-DealerFINRA MemberEst. 2009
Total AUM
Advisory reps
132
Avg account
$0

Firm details

Headquarters
MIAMI, Florida
CRD number
149224
Registered since
February 17, 2009
Website
gtsx.com

Firm profile

FINTRX

Overview

GTS Securities LLC is a limited liability company that has been SEC-registered since 2009. The firm is listed as “unclassified” in the snapshot data and is owned by a domestic entity/individual. It does not identify itself as a capital allocator, is not an active ESG investor, and is not registered as a multi-state or newly formed adviser; it also does not list pension consulting or related-adviser status. The mix of disclosures — minimal advisory client information alongside substantial reported 13F positions — points to a principal trading or market-participant profile rather than a traditional retail wealth manager.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 7
  • Romain Rossier

    Chief ArchitectCRD 7806118

  • SEAN MARTELL

    CFO/FINOPCRD 4629458

  • DARIUSH NAZEM

    Chief Operating OfficerCRD 4930821

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Contacts

3 of 125
  • PANKAJ KUMAR SHEO

    DeveloperCRD 5057604

  • YIFAN SUN

    ETF TraderCRD 7143568

  • SHAILESH SINHA

    Software DeveloperCRD 5300915

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 913

Active vs passive

$2.5B in ETFs

Passive

83%

$2.1B

Active

8%

$431M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$140M243,2405.57%

Location

Primary office

MIAMI, FL

MIAMI DADE

Location

MIAMI, FL

Headquartered in MIAMI, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
MIAMI DADE
Address
100 SE 2nd St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth