Securities Club Broker-Dealer, LLC

Broker-DealerFINRA MemberEst. 2016
Total AUM
—
Advisory reps
5
Avg account
$0

Firm details

Headquarters
Palm Beach, Florida
CRD number
284893
Registered since
November 8, 2016

Firm profile

FINTRX

Overview

Securities Club Broker-Dealer, LLC is a limited liability company that registered with the SEC in 2016 and operates as a broker-dealer rather than a traditional registered investment adviser. The firm is classified as unclassified in the source data and is owned at the domestic-entity/individual level. The record indicates it does not act as a capital allocator, is not an active ESG investor, is not a multi-state adviser, and does not identify as a pension consultant or related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 5
  • Annabella Rockwell

    Annabella Rockwell

    Registered RepresentativeCRD 6786408

  • Nicholas Avello

    Nicholas Avello

    AccountantCRD 1488144

  • Ernest Williams

    Managing DirectorCRD 861627

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Palm Beach, FL

Palm Beach

Location

Palm Beach, FL

Headquartered in Palm Beach, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
Palm Beach
Address
250 Royal Palm Way
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth