Securities Club Broker-Dealer, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
5
Avg account
$0

Firm details

Headquarters
Palm Beach, Florida
CRD number
284893
Registered since
November 8, 2016

Firm profile

FINTRX

Overview

Securities Club Broker-Dealer, LLC is organized as a limited liability company that operates as a broker-dealer. Public disclosures about the firm's business model are minimal: it does not identify client segments, fee arrangements, advisory activities, or specific business lines in the available data. The firm is designated as "Unclassified" in the snapshot information and is owned by a combination of a domestic entity and an individual. Available attributes indicate the firm does not act as a capital allocator, is not identified as an active ESG investor, is not a pension consultant, and is not noted as a related adviser. It is also not flagged as a multi-state or newly formed adviser. Beyond these datapoints, the firm has provided little detail about investment focus, service offerings, or target clientele.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 5
  • Annabella Rockwell

    Annabella Rockwell

    Registered RepresentativeCRD 6786408

  • Nicholas Avello

    Nicholas Avello

    AccountantCRD 1488144

  • Ernest Williams

    Managing DirectorCRD 861627

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Palm Beach, FL

Palm Beach

Location

Palm Beach, FL

Headquartered in Palm Beach, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
Palm Beach
Address
250 Royal Palm Way
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth