SECURITIES CLUB BROKER-DEALER, LLC

Broker-DealerFINRA MemberEst. 2016
Total AUM
Advisory reps
5
Avg account
$0

Firm details

Headquarters
PALM BEACH, Florida
CRD number
284893
Registered since
November 8, 2016

Firm profile

FINTRX

Overview

Securities Club Broker-Dealer, LLC is organized as a limited liability company and is identified in FINTRX as a broker-dealer entity. The firm appears on public records as having been registered with the SEC in 2016. Ownership is listed as a combination of a domestic entity and an individual. FINTRX classifies the firm as unclassified rather than assigning it to a standard advisory category. The snapshot data indicates the firm does not operate as a capital allocator and is not flagged as an active ESG investor. It is also not identified as a multi-state adviser, pension consultant, related adviser, or a newly formed adviser in the FINTRX record.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 5
  • PALLAVI GONDIPALLI

    CRD 5329091

  • Nicholas Avello

    AccountantCRD 1488144

  • Ernest Williams

    Managing DirectorCRD 861627

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

PALM BEACH, FL

PALM BEACH

Location

PALM BEACH, FL

Headquartered in PALM BEACH, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
PALM BEACH
Address
250 Royal Palm Way
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth