Seaport Financial Planning, LLC

Overview

Seaport Financial Planning, LLC is a small, independent RIA organized as an LLC and owned by an individual. The firm serves individuals, families and a subset of small-business owners, delivering fee-based financial planning and portfolio management while also operating as a registered representative of a broker‑dealer and as an insurance broker. Its fee model combines a percentage of AUM with hourly and fixed-fee arrangements, allowing flexibility for both ongoing wealth management and discrete planning engagements. Investment activity centers on pooled public products—mutual funds and similar public funds—used as the core building blocks of client portfolios. The adviser operates predominantly in a non‑discretionary capacity, working alongside clients to implement plans rather than exercising broad, discretionary trading authority. The firm does not identify as an active ESG investor and is not structured as a multi‑state or pension consultant adviser.

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Investments & Alternatives

Location & Offices