Schauer Investment Management, Inc.

RIASEC Registered
Total AUM
$120M
Discretionary
$120M
100% of AUM
Avg account
$3.2M
Accounts
37
Employees
4
Advisory reps
3

Firm details

Headquarters
Northridge, California
CRD number
283119
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • HNWI96.44%
  • Individuals3.56%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Schauer Investment Management, Inc. is organized as a privately owned corporation operating in a hedge-fund style capacity while serving individual and family clients. The firm provides portfolio management across a mix of client types, including individuals and small businesses, pooled investment vehicles, and business or institutional accounts. Its advisory model includes both AUM-based fees and performance-based fee arrangements. Schauer does not identify itself as an active ESG investor and is not described as a multi-state adviser. The firm also appears to take on sponsor and manager roles for pooled vehicles, reflecting an operational footprint that extends beyond discretionary portfolio management into fund sponsorship and general-partner/manager responsibilities. Industry affiliations listed include other investment advisers and accounting relationships that support those activities.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: US Government Bonds 50%, Exchange Traded Equities 44%, Other 4%, Cash & Cash Equivalents 2%50%
  • US Government Bonds50%
  • Exchange Traded Equities44%
  • Other4%
  • Cash & Cash Equivalents2%

Contacts

3 of 3
  • William Fowls

    William Fowls

    Investment Adviser RepresentativeCRD 7984481

  • Kyle Schauer

    Investment Advisor RepresentativeCRD 7320212

  • Craig Schauer

    PresidentCRD 2554382

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Northridge, CA

Los Angeles

Location

Northridge, CA

Headquartered in Northridge, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
17024 Lassen St
Time zone
PT (UTC-8)
Office locations

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